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: Putnam Investment Management (2)

Open Directory - Society: Issues: Business: Allegedly Unethical Firms: Putnam Investment Management

Putnam Agrees to Pay for Losses Attributable to Excessive Trading - SEC found that Putnam committed securities fraud by failing to disclose potentially self-dealing excessive short-term and market timing trading.
Putnam Agrees to Pay to Resolve Market Timing Charges by SEC - Putnam settles with SEC for violating federal securities laws by failing to disclose improper market timing trading by its portfolio managers.[SEC] (April 08, 2004)

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Last update: Thursday, February 23, 2006 11:44:35 PM EST - edit

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